SEC Charges Multiple Individuals and Entities in Relationship ...
WEB2 days ago · 2024-134. Washington D.C., Sept. 17, 2024 —. The Securities and Exchange Commission today charged five entities and three individuals in connection with two relationship investment scams involving fake crypto asset trading platforms NanoBit and CoinW6, respectively. The SEC’s two complaints …
Press Releases - SEC.gov
WEB6 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
SEC.gov | SEC Charges Broker-Dealer First Horizon With …
WEB1 day ago · 2024-136. Washington D.C., Sept. 18, 2024 —. The Securities and Exchange Commission today announced charges against registered broker-dealer First Horizon Advisors, Inc. for failing to maintain and enforce policies and procedures reasonably designed to achieve compliance with Regulation Best Interest (Reg BI).
SEC Poised to Vote on Overhaul of Stock Pricing, Exchange Fees
WEB1 day ago · The price increments at which thousands of stocks and ETFs are quoted look set for an overhaul Wednesday, when the US Securities and Exchange Commission votes on final rules to reduce them to less ...
Southeastern Conference
WEBComprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news
Supreme Court curbs SEC powers to enforce securities laws
WEBJun 27, 2024 · WASHINGTON — Liberal Justice Sonia Sotomayor accused the Supreme Court’s conservative majority of seizing power for itself as it curbs the authority of federal agencies in a series of rulings ...
SEC Approves New Half-Cent Stock Pricing to Lower Costs for …
WEB1 day ago · Sep 18, 2024, 10:47 AM PDT. Gary Gensler, the chair of the SEC. Evelyn Hockstein/Associated Press. The SEC on Wednesday approved a change that will allow some stocks to be quoted in half-penny ...
Football - Southeastern Conference
WEB5 days ago · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news
Ripple Labs notches landmark win in SEC case over XRP …
WEBJuly 13 (Reuters) - Ripple Labs Inc did not violate federal securities law by selling its XRP token on public exchanges, a U.S. judge ruled on Thursday, a landmark legal victory for the ...
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
WEBAug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
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