President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...

The U.S. Securities and Exchange Commission must now thoroughly 'explain itself' for refusing to grant Coinbase.'s formal request that the agency ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

Nasdaq has submitted a proposal to enable in-kind creation and redemption for the BlackRock iShares Bitcoin Trust (IBIT).

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

LONDON, Jan 21 (Reuters) - Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals and delays to much of the regulator's hard ...

Vince McMahon, who co-founded and previously served as the CEO of WWE, and the Securities and Exchange Commission (SEC) have reached a settlement following a yearslong probe over undisclosed ...

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...